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SLEEP-EVAL© RESEARCHSleep Epidemiology Research & Sleep-EVALTM Diagnosis Expert System |
Stanford Sleep Epidemiology Journal Stanford Sleep Epidemiology Research Center (SSERC) Psy-EVAL Research
"Not
everything that can be counted counts,
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Last edited | 05/11/2012
Adapted by Maurice M. Ohayon, MD, DSc, PhD
Reference to cite: Ohayon MM. Severe hot flashes are associated with chronic insomnia. Arch Intern Med. 2006;166:1262-1268.
Because hot flashes also occur
during the night, their presence has been frequently associated
with insomnia in women with symptoms of menopause. However, many
factors other than hot flashes or menopause can be responsible
for insomnia and several factors associated with insomnia in the
general population are also commonly observed in perimenopausal
and postmenopausal women with hot flashes.
It has been reported that insomnia
complaints significantly increase with age in both men and
women, but more importantly in women. The augmentation in the
prevalence of insomnia in women coincides with the age when
menopause begins (1).
Hot flashes are climacteric vasomotor
symptoms that affect up to 85% of menopausal women (2-9). These
symptoms frequently persist up to five years after the last
menstrual cycle. They are also one of the first climacteric
symptoms to appear in premenopausal women: Nearly 20% of
premenopausal women in their late forties report hot flashes (7,
10, 11). Their severity increases in late perimenopause and
postmenopause (11).
Because hot flashes also occur during the night, their presence have been frequently associated with sleep disturbances, mainly insomnia, in symptomatic menopausal women (2, 7,12, 13,14).
However, many factors other than hot flashes or menopause can be responsible for insomnia complaints: several factors associated with insomnia in the general population are also commonly observed in peri- and postmenopausal women with hot flashes. This is the case, for example, with anxiety and depression that are frequent in both insomnia and menopause (15-17).
On the other hand, poor health status and sleep apnea,
two other factors associated with insomnia complaints, increase
with age, putting women that are in peri- and postmenopausal
periods at greater risk for complaining of insomnia (18,19).
Consequently, the lack of adequate controls for other factors
associated with insomnia may influence its association with hot
flashes.
This study, performed in the general population, aims:
1) to assess the prevalence and severity of hot flashes in pre-, peri- and postmenopausal women aged between 35 and 65 years old and,
2) to determine if hot flashes remain
associated with insomnia complaints after controlling for
variables commonly associated with insomnia.
The study was performed in 2003 and 2004.
The target population were the 24 million adults (18 years and older) living in the state of California (USA).
A total of 3,243
subjects out of 3,787 eligible individuals participated in the
survey (participation rate 85.6%).
- In the first stage, telephone numbers were pulled out proportionally to the population size of each county in California.
- In the second stage, during the telephone contact, the Kish method (20) was used to select one respondent per household.
This method allowed for the selection of a respondent based on age and gender to maintain a sample representative of these two parameters.
If the household member
chosen declined to participate, the household was dropped and
recorded as refusal and the process
repeated.
Interviewers explained the goals of the study to potential participants.
They requested verbal consent before conducting the interview.
The participants had the option of calling the principal investigator if they wanted further information.
The study was reviewed by the Stanford University
Institutional Review Boards (IRB).
Subjects who declined to participate or who gave up before completing half the interview were classified as refusals even though they might have met an exclusion criterion.
Excluded from the study were subjects who were not fluent in English, who suffered from a hearing or speech impairment or with an illness that precluded being interviewed.
Phone numbers were dropped and replaced only after a minimum of 10 unsuccessful dial attempts were made at different times and on different days, including weekdays and weekends.
An added-digit technique; that is, increasing the last digit of a number by one, was employed to control for unlisted telephone numbers.
The final sample included 21.4% unlisted
telephone numbers.
The interviews lasted on average 74.5 (±37.8) minutes.
An interview could be completed with more than one telephone call when it exceeded 60 minutes or at the request of the participant.
The project manager or the
team leaders also called nearly all the participants who
completed the interview. During this 6-8 minutes call, they
asked a series of random questions related to the interview and
also asked the participants how satisfied they were with the
interviewer.
Interviewers used the Sleep-EVAL knowledge-based expert system (21,22) to conduct the interviews.
This computer software is specially designed to administer questionnaires and conduct epidemiological studies in the general population.
In Sleep-EVAL, the reasoning process is performed by a non-monotonic, level-2 inference engine.
The interview begins with a questionnaire asked to all the participants.
It includes, in order of appearance:
- sociodemographic information,
- medical and paramedical consultations and
- hospitalizations in the last 12-month period,
- health quality assessment scale,
- alimentation, fatigue scale,
- for women, a questionnaire on menopause.
The system terminates the interview once all
diagnostic possibilities are exhausted.
The differential process is based on a series of key rules allowing or prohibiting the co-occurrence of two diagnoses.
The questionnaire of the expert system is designed such that the decision about the presence of a symptom is based upon the interviewee’s responses rather than on the interviewer’s judgment.
The system has been tested in various contexts; in clinical psychiatry and sleep disorders clinics (25-28).
In psychiatry, kappas have ranged from .44 (schizophrenia disorders) to .78 (major depressive disorder) (25,26).
In sleep medicine, kappas have ranged from 0.68 to 0.92
(27,28).
1) Menopausal status was classified in
accordance with the World Health Organization definition (29):
- Premenopause: Women aged 35 years or
older who reported having regular menstrual cycles in the last
year.
- Perimenopause: Women who reported
irregular menstrual cycles in the last year and had at least one
menstrual bleed in the previous year.
- Postmenopause: Women who reported no
menstrual bleed in the last 12-month period.
2) Hot flashes had to occur at least three
days per week. Last month severity of hot flashes was defined as
follows:
- Mild: Most of the time hot flashes are
limited to a sensation of heat without sweating;
- Moderate: Most of the time hot flashes are a sensation of heat
with sweating but not enough to prevent the pursuit of activity;
- Severe: Most of the time hot flashes are
a sensation of heat with sweating causing the woman to stop her
activity.
3) Symptoms of insomnia were defined as:
- Difficulty Initiating Sleep (DIS),
- Difficulty Maintaining Sleep (DMS),
- Non-Restorative Sleep (NRS).
- Global Sleep Dissatisfaction (GSD) was defined as a complaint about sleep quality or quantity.
It was required for all these symptoms to
be present at the time of the interview at least 3 nights per
week for at least the past 6 months.
4) Chronic insomnia diagnosis was defined
according to DSM-IV classification with the exception that
insomnia duration was set at 6 months instead of 1 month.
The following variables were also
collected:
- Sociodemographic variables: age, gender,
marital status, ethnic origin, occupation and income.
- Health status variables: subjective
assessment of health quality (from very poor to excellent);
physical diseases at the time of the interview; chronic pain
(lasting at least 6 months); blood pressure; medications
(prescribed or not, including hormono replacement therapy);
medical consultations in the previous year.
- Height and weight in order to calculate
the Body Mass Index (BMI). The BMI categories were defined as
recommended by the National Heart, Lung and Blood Institute
(30). Subjects were: a) underweight: BMI lower than 18.5 kg/m2;
b) normal: BMI between 18.5 and 25 kg/m2; c)
overweight: BMI between 25 and 29.9 kg/m2; d) obese:
BMI >= 30 kg/m2.
- Breathing pauses during sleep lasting
some seconds were coded present when the subject reported a
frequency of at least 3 nights per week.
Bivariate analyses were performed using the chi-square test or the Fisher’s exact test when n values were smaller than 5.
Logistic regressions were used to compute the odds ratios (OR) associated with insomnia complaints.
Reported
differences were significant at the .05 level or less.
The sample was composed of 3,243 subjects aged between 18 and 94 years.
It included 982 women aged from 35
to 65 years. Of
these women, 57.2% (n=562) were in premenopause; 22.3% (n=219)
in menopause and 20.5% in postmenopause (n=201).
Demographic characteristics of these three groups are presented in Table 1.
As seen, premenopausal women were younger and more likely to be working than the two other groups.
Postmenopausal women were more likely to be overweight
than the two other groups.
Menopause:
- had begun at the age of 40 years or earlier in 13.6% of cases;
- in 9.3% it began between 41 and 44 years old;
- in 12.2% at 45 or 46 years; 16.5% at 47 or 48 years;
- 25.5% at 49 or 50 years;
- 10% at 51 or 52 years;
- and in 11.9% at 53 years or older.
The average age at natural menopause was 50.3
(±3.0) years.
Hormone replacement therapy was taken by:
- 20.8% of perimenopausal women and
- 13.2% of postmenopausal women.
A total of 32.8% of the women reported having hot flashes:
- the prevalence was 12.5% in the group of premenopausal women.
- It rose to 79.0% in the perimenopausal group
- and decreased to 39.3% in the postmenopausal group (p<.0001).
Figure 1 details this prevalence according to the severity of hot flashes:
- about half of the women experienced mild hot flashes;
- nearly a third experienced moderate hot flashes
- and 15.5% experienced severe hot flashes.

Figure 1. Prevalence of hot flashes by severity
and menopausal status
Half of the women (50.9%)
also experienced night sweats (in addition of daytime hot
flashes).
The presence of chronic insomnia was examined in association with the severity of hot flashes and the menopausal status.
As can be seen in Table 2, chronic insomnia dramatically increased among women with severe hot flashes. More than 80% (81.3%) of women with severe hot flashes had chronic insomnia symptoms.
Difficulty initiating sleep, non-restorative sleep, and global sleep dissatisfaction significantly increased in women with severe hot flashes but were comparable between women with mild hot flashes and those without hot flashes.
Chronic difficulty maintaining sleep constantly increased with
the severity of hot flashes.
When insomnia was examined in relationship to the menopausal status, chronic difficulty initiating sleep, chronic non-restorative sleep and global sleep dissatisfaction were more frequent among perimenopausal women.
Difficulty maintaining sleep was lower among premenopausal women.
A third (31.8%) of perimenopausal and postmenopausal women also reported that, in their opinion, insomnia was related to the development of menopause.
As seen in figure 2, perimenopausal women with hot flashes were more likely to link insomnia with menopause than were women without hot flashes.
This association was not observed, however, in postmenopausal women.
Figure 2. Association between severity of hot flashes and insomnia (C
When examining the
temporal relationship between insomnia and hot flashes, it was
found that insomnia pre-dated menopause in 53.1% of
perimenopausal women who reported insomnia symptoms and 21.4% of
postmenopausal women (p<.0001) (Figure 3).

Figure 3. Temporal relationship between
insomnia symptoms and onset of menopause
Several factors are likely to affect the bivariate associations observed between insomnia, hot flashes and menopausal status.
Therefore, logistic regression analyses
were performed to account for other variables that may have
independent effects on sleep disturbances.
Chronic insomnia symptoms were entered as dependent variables.
More specifically, five models were calculated:
1) chronic difficulty initiating sleep;
2) chronic difficulty maintaining sleep;
3) chronic non-restorative sleep;
4) at least one chronic insomnia symptom; and
5) global sleep dissatisfaction.
The choice of independent variables was made in conjunction with their positive association with insomnia complaints in bivariate analyses.
The models included:
- marital status,
- occupation,
- race,
- severity of hot flashes,
- menopausal status,
- perceived health quality,
- Body Mass Index,
- hypertension,
- physical disease,
- chronic pain,
- major depressive disorder and
- anxiety disorders,
- level of stress,
- smoking,
- alcohol and coffee intake,
- breathing pauses during sleep,
- restless legs syndrome and
- periodic limb movement symptoms.
Age was not entered because of its strong correlation with menopausal status.
The results are presented in table 3.
As it can be seen, the likelihood of having chronic difficulty initiating sleep, chronic non-restorative sleep or at least one chronic insomnia symptom increased with the severity of hot flashes.
On the other hand, menopausal status was significant only for chronic difficulty maintaining sleep; postmenopausal women had a higher likelihood of reporting chronic difficulty maintaining sleep.
Other variables significantly associated with insomnia were:
- one’s health perception as being poor,
- breathing pauses during sleep, and
- chronic pain (chronic difficulty maintaining sleep; chronic non-restorative sleep and chronic insomnia).
Major depressive disorder was significant only in the model where “at least one chronic insomnia symptom” was the dependent variable (Table 3).
Similarly, Caucasian ethnicity was significant only for
difficulty maintaining sleep (OR:1.5 (1.0-2.1); p=.05).
Marital status, occupation, Body Mass
Index, anxiety disorders, level of stress, smoking, alcohol,
coffee intake restless legs syndrome and periodic limb movement
symptoms were non-significant for all four insomnia symptom
models.
The fifth model, global sleep dissatisfaction, gave similar results for the severity of hot flashes, one’s health perception as poor, chronic pain and breathing pauses during sleep.
Pre- and perimenopausal women had higher likelihood of reporting global sleep dissatisfaction.
Additionally, high level of stress (OR: 1.7 (1.1-2.9); p<.01),
drinking at least 3 cups of coffee per day (OR 1.6 (1.0-2.6);
p=.05) and restless legs syndrome (OR: 1.8 (1.1-3.2); p<.05)
were associated with global sleep dissatisfaction.
A sixth model with insomnia diagnosis as the dependent variable, revealed that were associated with the presence of an insomnia diagnosis:
- one’s health perception as hot flashes:
- poor (OR: 3.0 (1.5-5.8); p=.001);
- mild (OR: 2.2 (1.1-4.3); p=.02);
- moderate (OR: 3.5 (1.8-7.1); p<.001);
- severe (OR: 2.5 (1.0-5.9); p=.05);
- chronic pain (OR: 2.3 (1.4-3.8); p=.002);
- and being Caucasian (OR: 2.0 (1.1-3.6); p=.02).
This study provides evidence that severe hot flashes are associated with chronic insomnia complaints in women aged between 35 and 65 years.
Generally speaking, severe
hot flashes increased the likelihood of reporting global sleep
dissatisfaction , chronic difficulty initiating sleep and
chronic non-restorative sleep.
Menopausal status, on the other hand, was
associated with insomnia complaints only for chronic difficulty
maintaining sleep and global sleep dissatisfaction. The
multiplicity of factors associated with insomnia complaints
illustrates the multi-factorial aspects of chronic insomnia in
women.
Compared to previous epidemiologic studies
conducted in midlife women, this study is unique in several
aspects:
- First, the severity of hot flashes was
studied. The dramatic increase in insomnia complaints in women
with severe hot flashes indicates that severity of hot flashes
should be routinely assessed in all studies on menopause.
- Second, insomnia symptoms were defined in
terms of frequency and chronicity. This strict definition
permitted us to limit the evaluation to the most enduring
insomnia symptoms and not transitory phenomena.
- Third, the variables assessed covered a
broad range of potential factors associated with insomnia. Most
epidemiologic studies had used a limited set of confounding
variables to evaluate the association between hot flashes and/or
menopausal status and insomnia.
The prevalence of hot flashes observed in menopausal women in that study is comparable to that reported in other epidemiologic studies performed in the United States (2-5).
Similar prevalence of hot flashes was also reported in Europe (6), Australia (7), and Asia (8,9).
In this sample, the
age at natural menopause was comparable to that reported in
other American studies (31-33).
It was found that 56.6% of perimenopausal women and 50.7% of postmenopausal women had at least one chronic insomnia symptom.
This is higher than the rate reported in studies that evaluated difficulty sleeping with a single yes/no question. For example, Kravitz et al (13) found that between 39.6% and 45.4% of peri- and postmenopausal American women reported difficulty sleeping in the two weeks prior to the interview.
Another American study reported a rate of about 40% in peri- and postmenopausal women (2).
An Australian study found rates between 44% and 52% in peri-
and postmenopausal women (7) and a Chinese study found a rate of
about 21% of trouble sleeping in pre, peri- and postmenopausal
women (14).
Results showed that chronic insomnia considerably increased in peri- and postmenopause compared to premenopause: More than half of the women reported difficulty initiating or maintaining sleep or non-restorative sleep.
Several studies have attributed the increase in sleep disturbances to hot flashes in the perimenopausal period (34,35).
However, this may be too simplistic, since many other factors such as chronic pain and poor health also increased with age.
Both of these factors are closely related to insomnia complaints.
Their importance is illustrated in the multivariate models: The association between chronic insomnia and menopausal status considerably diminished and even disappeared for difficulty initiating sleep and nonrestorative sleep while chronic pain and poor health remained significant.
It should be noted that postmenopausal women still had a higher probability of reporting difficulty maintaining sleep.
A possible explanation is that since postmenopausal women are older than the two other groups of women, this association is mostly due to aging rather than menopausal status.
Other sleep disorders, such as periodic limb movements, restless legs syndrome and obstructive sleep apnea, are known to increase with age and to be associated with insomnia complaints.
Periodic limb movements
and restless legs syndrome did not reach significant levels in
our multivariate models. However, their inclusion decreased the
odds between hot flashes and insomnia.
Objective polysomnographic measures of sleep disturbances in menopausal women have given conflicting results.
Some studies have demonstrated a significant correlation between the occurrence of hot flashes and waking during sleep (36-38) while others found no evidence that hot flashes disturb sleep in healthy women (39-41).
Several factors for the lack of association may have influenced the results.
Most of these polysomnographic studies are based on small samples.
Therefore, it was difficult to examine the data using different factors such as the severity of hot flashes or the report of frequent nocturnal awakenings.
As our results illustrated, about 55% of women with hot flashes complained of difficulty maintaining sleep and the number of women with insomnia complaints increased with severe hot flashes.
Furthermore, the complaint may not be difficulty maintaining sleep but other insomnia symptoms such as non-restorative sleep.
Indeed, it is likely that hot flashes occurring during the night
have different levels of severity and cause more or less
discomfort leading to different complaints or no complaint at
all.
It should be kept in mind that this is a cross-sectional study.
Therefore, it presents a picture of the population at a given point in time: For example, it was possible to identify the association between the severity of hot flashes and chronic insomnia but the ability to determine if causality existed was limited.
Another limitation is that data are based on self-reports.
Measurement of hot flashes relied on individual perception and experience.
Moreover, studies that
compared subjective and objective measurement of hot flashes
found that women reliably described their hot flashes (42,43).
The results of this cross-sectional study indicate that insomnia in pre-, peri- and postmenopausal women are influenced by several factors such as chronic pain, poor health and sleep apnea, which are not related specifically to menopausal status but to aging.
On the other hand, hot flashes remain an important factor to explain the insomnia in midlife women independently of their menopausal status.
Treating hot flashes can be a solution to improve the sleep quality and minimize deleterious consequences of chronic insomnia.
Specific
care must be taken with these midlife women to avoid unnecessary
treatments and chronic sleep problems.
Medical & Psychiatric Correlates
Smoking is positively related to difficulties in initiating
sleep and estimated sleep latency.
Although often reported in clinical studies, the association
between the use of antihypertensive drugs and insomnia
was seldom reported in epidemiological studies.
On sleep patterns, alcohol at bedtime accelerates the sleep onset,
increases the amount of slow-wave sleep, decreases the amount of REM
sleep and causes sleep disruption in the second half of the sleep
period.
About four out of 10 insomnia subjects medicate themselves with
over-the-counter medications or alcohol.
Other medications, such as serotonergic reuptake inhibitors
(SSRIs), some neuroleptics, some antiparkinsonians and amphetamines
may all provoke insomnia among patients using these kinds of
medications. Hypnotics and anxiolytics may cause insomnia
Waking up with a headache is traditionally associated with sleep disorders
Obstructive Sleep Apnea Syndrome is an independent risk factor (odds ratio: 9.7) for hypertension. Snoring and breathing pauses during sleep appeared to be non-significant predictive factors.
Depression, Pain and Sleep
Surprisingly, few studies have attempted to determine if a
comorbid medical condition in individuals with chronic painful
physical disease increased the likelihood of having a major
depressive disorder
Depression with Psychotic Features
There are little data regarding the prevalence of associated psychotic features in subjects with major depressive disorders in the general population
Sleep Apnea and Depression
Some clinical studies have attempted to determine whether depression
limits the recognition and treatment of breathing-related sleep
disorders, or if breathing-related sleep disorders play a role in
the etiology or course of depressive disorder